Exam ki taiyari
Series II-A: company ke RTA ka kaam samjho aur sawaal practise karo
NISM II-A listed company ke registrar and transfer agent, ya RTA, ka exam hai. Paper ka dhaancha, units aur practice ka rasta samjho.
Sawaal aur jawaab English mein hain, kyunki NISM ka exam paper bhi English mein hota hai.
NISM Series II-A Registrars to an Issue and Share Transfer Agents - Corporate
Exam ke niyam NISM ki site par 31 October 2026 ko padhe gaye. NISM ki site par aaj ke niyam dekho (naye tab mein khulta hai)
- Public issue mein shares kaise allot hote hain, yeh samjho.
- Depository aur demat account ka kaam dekho.
- Transfer, transmission aur khoye certificate ke niyam padho.
- Official workbook ke saath sabhi units ki practice karo.
Series II-A certification kis kaam ke liye hai
EXAM KYA HAI
Har share ke peeche ka record
Aap IPO mein apply karte ho ya demat mein share rakhte ho. Company ki taraf se RTA iska record sambhalta hai.
Is paper mein allotment, dividend, transfer aur investor ki shikayat ke niyam aate hain.
Yeh kaun deta hai
Listed companies ke liye RTA ka kaam karne wale log. NISM ne yeh exam unke liye zaroori banaya hai. Students aur doosre learners bhi yeh exam de sakte hain.
Yeh is site par kyun hai
Samjho ki IPO mein apply karne ya demat mein share rakhne ke baad kya hota hai. RTA tay karta hai ki shares kise milenge, dividend kise milega aur khoya hua certificate kaise badla jaata hai.
Exam format ek nazar mein
100 multiple-choice sawaal, har sawaal 1 mark ka, 120 minute mein. Pass ke liye 50% chahiye. Negative marking nahi hai, isliye is paper mein khaali chhodna kabhi behtar nahi hota.
Exam ki fees yahan jaan-boojh kar nahi likhi. NISM har certification ki fees khud publish karta hai aur badalta rehta hai. Aaj ki fees nism.ac.in par dekho.
PAPER KA TAREEKA
Saare sawaal alag hain
Asli paper mein multiple-choice sawaal hote hain. Neeche format aur marking NISM ke checked rules se aati hai.
Is paper mein negative marking nahi hai. Isliye koi sawaal khaali mat chhodo.
Marking kaise hoti hai — aur yahan ka quiz use kaise lagata hai
Har sawaal 1 mark ka hai. Paper 100 marks ka hai, aur pass ke liye 50 marks chahiye. Is paper mein negative marking nahi hai. Galat answer aur khaali sawaal, dono par zero milta hai. Isliye khaali chhodna kabhi behtar nahi hota.
Yahan ka practice quiz inhi figures se marks deta hai. Timed practice yahi pass mark aur yahi katauti lagati hai. Clock bhi isi paper ki raftaar se chalta hai (100 sawaal ke liye 120 minute).
Syllabus units, aur har unit kitne marks ki
15 practice topics, usi kram mein jis mein humare sawaal likhe gaye. Har row us topic ke poore sawaalon aur answers par le jaati hai. Har answer batata hai ki baaki options galat kyun hain. Marks column published syllabus outline se hai. Jahan humari 2 headings ek published unit mein aati hain, wahan us unit ke poore marks dikhaye gaye hain. Koi source unhe alag headings mein nahi baantta.
| Unit | Practice questions | Published marks |
|---|---|---|
| Introduction to Securities | 10 | 100 mein se 33% paper ka |
| Characteristics of Equity Shares | 10 | 100 mein se 66% paper ka |
| Characteristics of Debt Securities | 10 | 100 mein se 66% paper ka |
| Characteristics of Other Securities | 10 | 100 mein se 33% paper ka |
| Basics of Mutual Funds | 10 | 100 mein se 33% paper ka |
| SEBI – Role and Regulations | 10 | 100 mein se 1414% paper ka |
| Public Offer of Securities | 10 | 100 mein se 55% paper ka |
| Modes of allotment of shares other than Public Offers | 10 | 100 mein se 22% paper ka |
| Processes related to Public Offering of Shares | 10 | 100 mein se 88% paper ka |
| Roles and Responsibilities in a Public Issue | 10 | 100 mein se 66% paper ka |
| Depository Services | 10 | 100 mein se 66% paper ka |
| Processes Related to Depositories | 10 | 100 mein se 1616% paper ka |
| Investor Interface with the R&T Agent | 10 | 100 mein se 1010% paper ka |
| Secondary Market Transactions | 10 | 100 mein se 55% paper ka |
| Client Servicing | 10 | 100 mein se 77% paper ka |
Saanjha unit apne poore marks har heading ke neeche dikhata hai. Isliye marks column ka jod 100 nahi banta — published units ka banta hai.
Saare units ki samajh, Hinglish mein
Saare units ka matlab, aam galtiyan aur padhne ka tareeka neeche hai. Unit ke naam par click karo, woh khul jaayega.
Pehle securities aur SEBI samjho. Phir public issue, depository aur investor service dekho.
- Unit padhne ke baad uske sawaal karo.
- Galat answer ki wajah padho.
Company ke RTA ko samajhne ka rasta
PADHAI KA TAREEKA
Record ki tarah socho
Har sawaal mein socho ki shareholder register kya kehta hai. Phir explanation se apna jawaab milao.
Introduction to Securities
Securities ki buniyaad
Equity share company mein hissedari hai. Bond ya debenture company ko diya gaya loan hai.
- Shareholder owner hai aur bondholder lender hai. Dono ke risk aur haq alag hain.
IS UNIT MEIN
Securities ki buniyaad
Equity share company mein hissedari hai. Bond ya debenture company ko diya gaya loan hai.
DHYAN
Yeh farq yaad rakho
Shareholder owner hai aur bondholder lender hai. Dono ke risk aur haq alag hain.
Characteristics of Equity Shares
Equity shares
Equity shareholder ko vote aur dividend ka haq milta hai. Company dividend dene ke liye bandhi nahi hai.
- Bonus share mein naya paisa nahi lagta. Rights issue mein purane shareholders paisa dekar naye shares lete hain.
IS UNIT MEIN
Equity shares
Equity shareholder ko vote aur dividend ka haq milta hai. Company dividend dene ke liye bandhi nahi hai.
DHYAN
Yeh farq yaad rakho
Bonus share mein naya paisa nahi lagta. Rights issue mein purane shareholders paisa dekar naye shares lete hain.
Characteristics of Debt Securities
Debt securities
Debenture par tay interest milta hai aur tay din par paisa wapas aata hai.
- Secured debenture ke peeche asset girvi hota hai. Unsecured debenture ke peeche aisa koi asset nahi hota.
IS UNIT MEIN
Debt securities
Debenture par tay interest milta hai aur tay din par paisa wapas aata hai.
DHYAN
Yeh farq yaad rakho
Secured debenture ke peeche asset girvi hota hai. Unsecured debenture ke peeche aisa koi asset nahi hota.
Characteristics of Other Securities
Doosri securities
Preference share ko dividend aur capital wapsi mein pehle haq milta hai. Warrant baad mein share lene ka haq deta hai.
- Har security ki shartein padho. Naam se uska risk mat maano.
IS UNIT MEIN
Doosri securities
Preference share ko dividend aur capital wapsi mein pehle haq milta hai. Warrant baad mein share lene ka haq deta hai.
DHYAN
Yeh farq yaad rakho
Har security ki shartein padho. Naam se uska risk mat maano.
Basics of Mutual Funds
Mutual fund ki buniyaad
Mutual fund kai investors ka paisa ek scheme mein jodta hai. Scheme ki units uske portfolio ke hisse hain.
- Open-ended scheme roz units bechti aur wapas leti hai. Closed-ended scheme ki units tay samay tak chalti hain.
IS UNIT MEIN
Mutual fund ki buniyaad
Mutual fund kai investors ka paisa ek scheme mein jodta hai. Scheme ki units uske portfolio ke hisse hain.
DHYAN
Yeh farq yaad rakho
Open-ended scheme roz units bechti aur wapas leti hai. Closed-ended scheme ki units tay samay tak chalti hain.
SEBI – Role and Regulations
SEBI ka kaam
SEBI investors ki raksha karta hai aur securities market ke niyam banata hai. RTA ko SEBI mein registered hona padta hai.
- Insider trading mein unpublished price-sensitive jaankari par trade hota hai. Yeh mana hai.
IS UNIT MEIN
SEBI ka kaam
SEBI investors ki raksha karta hai aur securities market ke niyam banata hai. RTA ko SEBI mein registered hona padta hai.
DHYAN
Yeh farq yaad rakho
Insider trading mein unpublished price-sensitive jaankari par trade hota hai. Yeh mana hai.
Public Offer of Securities
Public offer
IPO mein company pehli baar logon ko shares bechti hai. Offer document mein company ki zaroori jaankari hoti hai.
- Fresh issue ka paisa company ko milta hai. Offer for sale ka paisa bechne wale shareholders ko milta hai.
IS UNIT MEIN
Public offer
IPO mein company pehli baar logon ko shares bechti hai. Offer document mein company ki zaroori jaankari hoti hai.
DHYAN
Yeh farq yaad rakho
Fresh issue ka paisa company ko milta hai. Offer for sale ka paisa bechne wale shareholders ko milta hai.
Modes of allotment of shares other than Public Offers
Allotment ke doosre raaste
Rights issue, bonus issue, private placement aur employee stock option bhi shares dene ke raaste hain.
- Employee stock option tab tak share nahi hai jab tak employee use exercise na kare.
IS UNIT MEIN
Allotment ke doosre raaste
Rights issue, bonus issue, private placement aur employee stock option bhi shares dene ke raaste hain.
DHYAN
Yeh farq yaad rakho
Employee stock option tab tak share nahi hai jab tak employee use exercise na kare.
Processes related to Public Offering of Shares
Public issue ke kadam
Application, bank mein paisa block hona, basis of allotment aur refund, yeh sab tay kram mein hote hain.
- Allotment ke baad bacha hua block paisa wapas khulta hai. Har kadam ka record milana zaroori hai.
IS UNIT MEIN
Public issue ke kadam
Application, bank mein paisa block hona, basis of allotment aur refund, yeh sab tay kram mein hote hain.
DHYAN
Yeh farq yaad rakho
Allotment ke baad bacha hua block paisa wapas khulta hai. Har kadam ka record milana zaroori hai.
Roles and Responsibilities in a Public Issue
Public issue mein kiska kya kaam
Merchant banker issue sambhalta hai. RTA applications check karke allotment ka record banata hai.
- Bank paisa block karta hai aur exchange bidding ka system chalata hai. Har kisi ka kaam alag hai.
IS UNIT MEIN
Public issue mein kiska kya kaam
Merchant banker issue sambhalta hai. RTA applications check karke allotment ka record banata hai.
DHYAN
Yeh farq yaad rakho
Bank paisa block karta hai aur exchange bidding ka system chalata hai. Har kisi ka kaam alag hai.
Depository Services
Depository ki sevaayein
Depository shares ko electronic roop mein rakhti hai. Depository participant, ya DP, investor ka demat account kholta hai.
- Dematerialisation mein paper certificate electronic holding ban jaata hai. Rematerialisation iska ulta hai.
IS UNIT MEIN
Depository ki sevaayein
Depository shares ko electronic roop mein rakhti hai. Depository participant, ya DP, investor ka demat account kholta hai.
DHYAN
Yeh farq yaad rakho
Dematerialisation mein paper certificate electronic holding ban jaata hai. Rematerialisation iska ulta hai.
Processes Related to Depositories
Depository ke kaam
Company ka RTA depository se beneficial owners ki list leta hai. Isi se record date par haqdaar tay hote hain.
- Demat aur paper, dono holdings ka jod company ke kul shares ke barabar hona chahiye. Har din yeh milan karo.
IS UNIT MEIN
Depository ke kaam
Company ka RTA depository se beneficial owners ki list leta hai. Isi se record date par haqdaar tay hote hain.
DHYAN
Yeh farq yaad rakho
Demat aur paper, dono holdings ka jod company ke kul shares ke barabar hona chahiye. Har din yeh milan karo.
Investor Interface with the R&T Agent
Investor aur RTA
Investor RTA se address badalwata hai, dividend ke baare mein poochhta hai ya shikayat karta hai.
- Har request par pehle investor ki pehchaan aur documents check karo. Bina jaanch koi record mat badlo.
IS UNIT MEIN
Investor aur RTA
Investor RTA se address badalwata hai, dividend ke baare mein poochhta hai ya shikayat karta hai.
DHYAN
Yeh farq yaad rakho
Har request par pehle investor ki pehchaan aur documents check karo. Bina jaanch koi record mat badlo.
Secondary Market Transactions
Secondary market
Secondary market mein investor aapas mein pehle se bane shares khareedte aur bechte hain. Company ko naya paisa nahi milta.
- Settlement ke baad shares kharidne wale ke demat mein aate hain. Listing se company ki safalta pakki nahi hoti.
IS UNIT MEIN
Secondary market
Secondary market mein investor aapas mein pehle se bane shares khareedte aur bechte hain. Company ko naya paisa nahi milta.
DHYAN
Yeh farq yaad rakho
Settlement ke baad shares kharidne wale ke demat mein aate hain. Listing se company ki safalta pakki nahi hoti.
Client Servicing
Client service
Transmission mein holder ki maut ke baad shares sahi vyakti tak jaate hain. Khoye certificate par duplicate jaanch ke baad milta hai.
- Har shikayat ka record aur samay par jawaab zaroori hai. Investor SEBI ke shikayat platform par bhi ja sakta hai.
IS UNIT MEIN
Client service
Transmission mein holder ki maut ke baad shares sahi vyakti tak jaate hain. Khoye certificate par duplicate jaanch ke baad milta hai.
DHYAN
Yeh farq yaad rakho
Har shikayat ka record aur samay par jawaab zaroori hai. Investor SEBI ke shikayat platform par bhi ja sakta hai.
Is syllabus par khud ko test karo
Iski marking upar diye pass mark aur negative marking se hoti hai.
PADHAI KA RASTA
1 unit padho, phir khud answer do
Pehle securities aur SEBI ki buniyaad padho. Phir public issue, depository aur investor service wale units padho.
Hint dekho, answer chuno aur wajah padho. Galti wale vishay par phir lautkar aao.
Yeh practice official workbook ki jagah nahi leti. Exam ke liye NISM ki current workbook bhi padho.
Series II-A ke 150 practice questions
Ek-ek karke answer do aur turant wajah padho. Ya is paper jaisa timed set do: pass ke liye 50%, galat answer par koi katauti nahi.
Practice shuru karo →NISM Series II-A mock test
50 sawaal ke 3 fixed paper. Ghadi is exam ki raftaar se chalti hai, aur pass mark aur negative marking iske apne hain. Submit karte hi score aur har jawab ki wajah khulti hai.
Mock test do →Har series ka practice set
Baaki certifications ke sawaal bhi hain. Har ek apne pass mark aur marking rule se check hota hai.
Har series dekho →Kaunsa NISM exam aap par laagu hota hai
Kaunsi series aapke kaam ki hai, aur har series ke lessons aur tools.
Certification hub kholo →Is site ki baaki certifications
- Series VIII — Equity Derivatives
- Series V-A — Mutual Fund Distributors
- Series XV — Research Analyst
- Series VII — Securities Operations and Risk Management
- Series I — Currency Derivatives
- Series X-A — Investment Adviser (Level 1)
- Series IV — Interest Rate Derivatives
- Series VI — Depository Operations
- Series XVI — Commodity Derivatives
- Series XXI-A — Portfolio Management Services (PMS) Distributors
- Series XII — Securities Markets Foundation
- Series XIII — Common Derivatives
- Series III-A — Securities Intermediaries Compliance (Non-Fund)
- Series IX — Merchant Banking
- Series V-D — Mutual Fund - Specialized Investment Fund Distributors
- Series XIX-A — Alternative Investment Funds (Category I and II) Distributors
- Series XXI-B — Portfolio Managers
- Series II-B — Registrars to an Issue and Share Transfer Agents - Mutual Fund
NISM Series II-A: aksar poochhe sawaal
NISM Series II-A exam mein kitne sawaal hote hain?
NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents - Corporate Certification Examination mein 100 sawaal hote hain, kul 100 marks. Inhe 120 minute (2 ghante) mein karna hota hai.
NISM Series II-A mein pass hone ke liye kitne marks chahiye?
50%. 100 marks ke paper par iska matlab 50 marks hai. Yeh NISM ke is exam ke apne page se 31 October 2026 ko milaaya gaya.
Kya NISM Series II-A mein negative marking hai?
Nahi. NISM is exam mein negative marking nahi lagata. Isliye is paper mein khaali chhodna kabhi behtar nahi hota. Guess sirf madad kar sakta hai.
NISM Series II-A ka certificate kitne saal valid rehta hai?
Exam ki date se 3 saal. NISM apne certifications ke liye Continuing Professional Education programme bhi chalata hai. Certificate expire hone se pehle nism.ac.in par revalidation ka aaj ka tareeka dekho.
Kya is page ke practice questions NISM Series II-A exam se liye gaye hain?
Nahi. LearnNifty ne yeh saare 150 sawaal is certification ke public NISM syllabus se likhe hain. NISM apna question bank publish nahi karta. Yeh sawaal syllabus ki practice karaate hain. Paper mein kya aayega, yeh nahi bata sakte.
NISM Series II-A ke syllabus mein kya aata hai?
Is certification ke humare practice questions 15 topics mein baante gaye hain: Introduction to Securities, Characteristics of Equity Shares, Characteristics of Debt Securities, Characteristics of Other Securities, Basics of Mutual Funds, SEBI – Role and Regulations, Public Offer of Securities, Modes of allotment of shares other than Public Offers, Processes related to Public Offering of Shares, Roles and Responsibilities in a Public Issue, Depository Services, Processes Related to Depositories, Investor Interface with the R&T Agent, Secondary Market Transactions, Client Servicing. Practice set isi dhaanche par chalta hai. NISM is exam ka apna curriculum aur test objectives nism.ac.in par publish karta hai. Aapke exam ke liye jo workbook current hai, sirf wahi exam ka material hai.
LearnNifty ko NISM Series II-A exam ki yeh figures kahan se milti hain?
Sawaalon ki ginti, samay, pass mark, negative marking aur certificate validity NISM ke exam pages se hain, jo aakhri baar 31 October 2026 ko padhe gaye. Yahan ka quiz bhi inhi figures se marks deta hai. NISM inhe kabhi kabhi badalta hai, isliye register karne se pehle nism.ac.in par confirm karo.
Kya NISM Series II-A exam mein calculator allowed hai?
Test centre par haan. NISM ke candidate rules aapko apna calculator laane dete hain. Woh silent hona chahiye aur kisi computer se juda nahi hona chahiye. Remote proctored exam mein apna calculator use nahi kar sakte. Screen par ek scientific calculator milta hai. Exam se pehle nism.ac.in par NISM ke candidate rules check karein.
Upar ke figures se check hone wala Series II-A paper do
Published syllabus par likhe Series II-A sawaal, isi paper ke niyamon se check — pass ke liye 50%, galat answer par koi katauti nahi. Practice mode har option samjhata hai. Timed practice submit tak answers chhupati hai.
Series II-A practice questions kholoPaper Trading Practice trading desk par try karo