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Exam ki taiyari

Series II-A: company ke RTA ka kaam samjho aur sawaal practise karo

NISM II-A listed company ke registrar and transfer agent, ya RTA, ka exam hai. Paper ka dhaancha, units aur practice ka rasta samjho.

Sawaal aur jawaab English mein hain, kyunki NISM ka exam paper bhi English mein hota hai.

Practice questionSeries II-A · 1. Introduction to Securities5 mein se sawaal 1

Compared with ordinary equity holders, what is the usual position of creditors when a company is wound up?
Sawaal100har sawaal 1 mark ka
Samay120 min2 ghante
Pass mark50%100 mein se 50 marks
Negative markingNahikhaali aur galat answer ka nuksaan barabar

NISM Series II-A Registrars to an Issue and Share Transfer Agents - Corporate

Exam ke niyam NISM ki site par 31 October 2026 ko padhe gaye. NISM ki site par aaj ke niyam dekho (naye tab mein khulta hai)

RTA ka poora naam registrar and transfer agent hai. Listed company ke liye RTA share allotment, shareholders ki list, dividend aur share transfer ka kaam karta hai. II-A mein securities ki buniyaad, SEBI ke niyam, public issue, depository aur investor service aate hain.
  • Public issue mein shares kaise allot hote hain, yeh samjho.
  • Depository aur demat account ka kaam dekho.
  • Transfer, transmission aur khoye certificate ke niyam padho.
  • Official workbook ke saath sabhi units ki practice karo.

Series II-A certification kis kaam ke liye hai

EXAM KYA HAI

Har share ke peeche ka record

Aap IPO mein apply karte ho ya demat mein share rakhte ho. Company ki taraf se RTA iska record sambhalta hai.

Is paper mein allotment, dividend, transfer aur investor ki shikayat ke niyam aate hain.

Yeh kaun deta hai

Listed companies ke liye RTA ka kaam karne wale log. NISM ne yeh exam unke liye zaroori banaya hai. Students aur doosre learners bhi yeh exam de sakte hain.

Yeh is site par kyun hai

Samjho ki IPO mein apply karne ya demat mein share rakhne ke baad kya hota hai. RTA tay karta hai ki shares kise milenge, dividend kise milega aur khoya hua certificate kaise badla jaata hai.

Exam format ek nazar mein

Sawaal100har sawaal 1 mark ka
Kul marks100100 × 1
Samay120 min2 ghante
Pass mark50%100 mein se 50 marks
Negative markingNahigalat answer par sirf woh mark nahi milta
Certificate validity3 saalexam ki date se

100 multiple-choice sawaal, har sawaal 1 mark ka, 120 minute mein. Pass ke liye 50% chahiye. Negative marking nahi hai, isliye is paper mein khaali chhodna kabhi behtar nahi hota.

Exam ki fees yahan jaan-boojh kar nahi likhi. NISM har certification ki fees khud publish karta hai aur badalta rehta hai. Aaj ki fees nism.ac.in par dekho.

PAPER KA TAREEKA

Saare sawaal alag hain

Asli paper mein multiple-choice sawaal hote hain. Neeche format aur marking NISM ke checked rules se aati hai.

Is paper mein negative marking nahi hai. Isliye koi sawaal khaali mat chhodo.

Marking kaise hoti hai — aur yahan ka quiz use kaise lagata hai

Har sawaal 1 mark ka hai. Paper 100 marks ka hai, aur pass ke liye 50 marks chahiye. Is paper mein negative marking nahi hai. Galat answer aur khaali sawaal, dono par zero milta hai. Isliye khaali chhodna kabhi behtar nahi hota.

Yahan ka practice quiz inhi figures se marks deta hai. Timed practice yahi pass mark aur yahi katauti lagati hai. Clock bhi isi paper ki raftaar se chalta hai (100 sawaal ke liye 120 minute).

Syllabus units, aur har unit kitne marks ki

15 practice topics, usi kram mein jis mein humare sawaal likhe gaye. Har row us topic ke poore sawaalon aur answers par le jaati hai. Har answer batata hai ki baaki options galat kyun hain. Marks column published syllabus outline se hai. Jahan humari 2 headings ek published unit mein aati hain, wahan us unit ke poore marks dikhaye gaye hain. Koi source unhe alag headings mein nahi baantta.

NISM Series II-A ke syllabus units, practice questions ki ginti ke saath aur published marks
UnitPractice questionsPublished marks
Introduction to Securities10100 mein se 33% paper ka
Characteristics of Equity Shares10100 mein se 66% paper ka
Characteristics of Debt Securities10100 mein se 66% paper ka
Characteristics of Other Securities10100 mein se 33% paper ka
Basics of Mutual Funds10100 mein se 33% paper ka
SEBI – Role and Regulations10100 mein se 1414% paper ka
Public Offer of Securities10100 mein se 55% paper ka
Modes of allotment of shares other than Public Offers10100 mein se 22% paper ka
Processes related to Public Offering of Shares10100 mein se 88% paper ka
Roles and Responsibilities in a Public Issue10100 mein se 66% paper ka
Depository Services10100 mein se 66% paper ka
Processes Related to Depositories10100 mein se 1616% paper ka
Investor Interface with the R&T Agent10100 mein se 1010% paper ka
Secondary Market Transactions10100 mein se 55% paper ka
Client Servicing10100 mein se 77% paper ka

Saanjha unit apne poore marks har heading ke neeche dikhata hai. Isliye marks column ka jod 100 nahi banta — published units ka banta hai.

Saare units ki samajh, Hinglish mein

Saare units ka matlab, aam galtiyan aur padhne ka tareeka neeche hai. Unit ke naam par click karo, woh khul jaayega.

Pehle securities aur SEBI samjho. Phir public issue, depository aur investor service dekho.

  • Unit padhne ke baad uske sawaal karo.
  • Galat answer ki wajah padho.
Company ke RTA ko samajhne ka rasta

Poori series ke sawaal kholo

PADHAI KA TAREEKA

Record ki tarah socho

Har sawaal mein socho ki shareholder register kya kehta hai. Phir explanation se apna jawaab milao.

Introduction to Securities

Securities ki buniyaad

Equity share company mein hissedari hai. Bond ya debenture company ko diya gaya loan hai.

  • Shareholder owner hai aur bondholder lender hai. Dono ke risk aur haq alag hain.

Is unit ke sawaal kholo

IS UNIT MEIN

Securities ki buniyaad

Equity share company mein hissedari hai. Bond ya debenture company ko diya gaya loan hai.

DHYAN

Yeh farq yaad rakho

Shareholder owner hai aur bondholder lender hai. Dono ke risk aur haq alag hain.

Characteristics of Equity Shares

Equity shares

Equity shareholder ko vote aur dividend ka haq milta hai. Company dividend dene ke liye bandhi nahi hai.

  • Bonus share mein naya paisa nahi lagta. Rights issue mein purane shareholders paisa dekar naye shares lete hain.

Is unit ke sawaal kholo

IS UNIT MEIN

Equity shares

Equity shareholder ko vote aur dividend ka haq milta hai. Company dividend dene ke liye bandhi nahi hai.

DHYAN

Yeh farq yaad rakho

Bonus share mein naya paisa nahi lagta. Rights issue mein purane shareholders paisa dekar naye shares lete hain.

Characteristics of Debt Securities

Debt securities

Debenture par tay interest milta hai aur tay din par paisa wapas aata hai.

  • Secured debenture ke peeche asset girvi hota hai. Unsecured debenture ke peeche aisa koi asset nahi hota.

Is unit ke sawaal kholo

IS UNIT MEIN

Debt securities

Debenture par tay interest milta hai aur tay din par paisa wapas aata hai.

DHYAN

Yeh farq yaad rakho

Secured debenture ke peeche asset girvi hota hai. Unsecured debenture ke peeche aisa koi asset nahi hota.

Characteristics of Other Securities

Doosri securities

Preference share ko dividend aur capital wapsi mein pehle haq milta hai. Warrant baad mein share lene ka haq deta hai.

  • Har security ki shartein padho. Naam se uska risk mat maano.

Is unit ke sawaal kholo

IS UNIT MEIN

Doosri securities

Preference share ko dividend aur capital wapsi mein pehle haq milta hai. Warrant baad mein share lene ka haq deta hai.

DHYAN

Yeh farq yaad rakho

Har security ki shartein padho. Naam se uska risk mat maano.

Basics of Mutual Funds

Mutual fund ki buniyaad

Mutual fund kai investors ka paisa ek scheme mein jodta hai. Scheme ki units uske portfolio ke hisse hain.

  • Open-ended scheme roz units bechti aur wapas leti hai. Closed-ended scheme ki units tay samay tak chalti hain.

Is unit ke sawaal kholo

IS UNIT MEIN

Mutual fund ki buniyaad

Mutual fund kai investors ka paisa ek scheme mein jodta hai. Scheme ki units uske portfolio ke hisse hain.

DHYAN

Yeh farq yaad rakho

Open-ended scheme roz units bechti aur wapas leti hai. Closed-ended scheme ki units tay samay tak chalti hain.

SEBI – Role and Regulations

SEBI ka kaam

SEBI investors ki raksha karta hai aur securities market ke niyam banata hai. RTA ko SEBI mein registered hona padta hai.

  • Insider trading mein unpublished price-sensitive jaankari par trade hota hai. Yeh mana hai.

Is unit ke sawaal kholo

IS UNIT MEIN

SEBI ka kaam

SEBI investors ki raksha karta hai aur securities market ke niyam banata hai. RTA ko SEBI mein registered hona padta hai.

DHYAN

Yeh farq yaad rakho

Insider trading mein unpublished price-sensitive jaankari par trade hota hai. Yeh mana hai.

Public Offer of Securities

Public offer

IPO mein company pehli baar logon ko shares bechti hai. Offer document mein company ki zaroori jaankari hoti hai.

  • Fresh issue ka paisa company ko milta hai. Offer for sale ka paisa bechne wale shareholders ko milta hai.

Is unit ke sawaal kholo

IS UNIT MEIN

Public offer

IPO mein company pehli baar logon ko shares bechti hai. Offer document mein company ki zaroori jaankari hoti hai.

DHYAN

Yeh farq yaad rakho

Fresh issue ka paisa company ko milta hai. Offer for sale ka paisa bechne wale shareholders ko milta hai.

Modes of allotment of shares other than Public Offers

Allotment ke doosre raaste

Rights issue, bonus issue, private placement aur employee stock option bhi shares dene ke raaste hain.

  • Employee stock option tab tak share nahi hai jab tak employee use exercise na kare.

Is unit ke sawaal kholo

IS UNIT MEIN

Allotment ke doosre raaste

Rights issue, bonus issue, private placement aur employee stock option bhi shares dene ke raaste hain.

DHYAN

Yeh farq yaad rakho

Employee stock option tab tak share nahi hai jab tak employee use exercise na kare.

Processes related to Public Offering of Shares

Public issue ke kadam

Application, bank mein paisa block hona, basis of allotment aur refund, yeh sab tay kram mein hote hain.

  • Allotment ke baad bacha hua block paisa wapas khulta hai. Har kadam ka record milana zaroori hai.

Is unit ke sawaal kholo

IS UNIT MEIN

Public issue ke kadam

Application, bank mein paisa block hona, basis of allotment aur refund, yeh sab tay kram mein hote hain.

DHYAN

Yeh farq yaad rakho

Allotment ke baad bacha hua block paisa wapas khulta hai. Har kadam ka record milana zaroori hai.

Roles and Responsibilities in a Public Issue

Public issue mein kiska kya kaam

Merchant banker issue sambhalta hai. RTA applications check karke allotment ka record banata hai.

  • Bank paisa block karta hai aur exchange bidding ka system chalata hai. Har kisi ka kaam alag hai.

Is unit ke sawaal kholo

IS UNIT MEIN

Public issue mein kiska kya kaam

Merchant banker issue sambhalta hai. RTA applications check karke allotment ka record banata hai.

DHYAN

Yeh farq yaad rakho

Bank paisa block karta hai aur exchange bidding ka system chalata hai. Har kisi ka kaam alag hai.

Depository Services

Depository ki sevaayein

Depository shares ko electronic roop mein rakhti hai. Depository participant, ya DP, investor ka demat account kholta hai.

  • Dematerialisation mein paper certificate electronic holding ban jaata hai. Rematerialisation iska ulta hai.

Is unit ke sawaal kholo

IS UNIT MEIN

Depository ki sevaayein

Depository shares ko electronic roop mein rakhti hai. Depository participant, ya DP, investor ka demat account kholta hai.

DHYAN

Yeh farq yaad rakho

Dematerialisation mein paper certificate electronic holding ban jaata hai. Rematerialisation iska ulta hai.

Processes Related to Depositories

Depository ke kaam

Company ka RTA depository se beneficial owners ki list leta hai. Isi se record date par haqdaar tay hote hain.

  • Demat aur paper, dono holdings ka jod company ke kul shares ke barabar hona chahiye. Har din yeh milan karo.

Is unit ke sawaal kholo

IS UNIT MEIN

Depository ke kaam

Company ka RTA depository se beneficial owners ki list leta hai. Isi se record date par haqdaar tay hote hain.

DHYAN

Yeh farq yaad rakho

Demat aur paper, dono holdings ka jod company ke kul shares ke barabar hona chahiye. Har din yeh milan karo.

Investor Interface with the R&T Agent

Investor aur RTA

Investor RTA se address badalwata hai, dividend ke baare mein poochhta hai ya shikayat karta hai.

  • Har request par pehle investor ki pehchaan aur documents check karo. Bina jaanch koi record mat badlo.

Is unit ke sawaal kholo

IS UNIT MEIN

Investor aur RTA

Investor RTA se address badalwata hai, dividend ke baare mein poochhta hai ya shikayat karta hai.

DHYAN

Yeh farq yaad rakho

Har request par pehle investor ki pehchaan aur documents check karo. Bina jaanch koi record mat badlo.

Secondary Market Transactions

Secondary market

Secondary market mein investor aapas mein pehle se bane shares khareedte aur bechte hain. Company ko naya paisa nahi milta.

  • Settlement ke baad shares kharidne wale ke demat mein aate hain. Listing se company ki safalta pakki nahi hoti.

Is unit ke sawaal kholo

IS UNIT MEIN

Secondary market

Secondary market mein investor aapas mein pehle se bane shares khareedte aur bechte hain. Company ko naya paisa nahi milta.

DHYAN

Yeh farq yaad rakho

Settlement ke baad shares kharidne wale ke demat mein aate hain. Listing se company ki safalta pakki nahi hoti.

Client Servicing

Client service

Transmission mein holder ki maut ke baad shares sahi vyakti tak jaate hain. Khoye certificate par duplicate jaanch ke baad milta hai.

  • Har shikayat ka record aur samay par jawaab zaroori hai. Investor SEBI ke shikayat platform par bhi ja sakta hai.

Is unit ke sawaal kholo

IS UNIT MEIN

Client service

Transmission mein holder ki maut ke baad shares sahi vyakti tak jaate hain. Khoye certificate par duplicate jaanch ke baad milta hai.

DHYAN

Yeh farq yaad rakho

Har shikayat ka record aur samay par jawaab zaroori hai. Investor SEBI ke shikayat platform par bhi ja sakta hai.

Is syllabus par khud ko test karo

Iski marking upar diye pass mark aur negative marking se hoti hai.

PADHAI KA RASTA

1 unit padho, phir khud answer do

Pehle securities aur SEBI ki buniyaad padho. Phir public issue, depository aur investor service wale units padho.

Hint dekho, answer chuno aur wajah padho. Galti wale vishay par phir lautkar aao.

Yeh practice official workbook ki jagah nahi leti. Exam ke liye NISM ki current workbook bhi padho.

Is site ki baaki certifications

Sources aur review date. Upar ke sawaalon ki ginti, kul marks, samay, pass mark, negative marking aur certificate validity NISM ke apne pages se hain, jo NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents - Corporate Certification Examination ke liye 31 October 2026 ko padhe gaye. Har sawaal ke marks, pass ke marks aur galat answer par katne wale marks inhi figures se nikaale gaye hain. Syllabus ke marks published outline se liye gaye hain. Us outline ko is site ki unit headings se kaise milaya gaya, yeh har unit ke apne page par likha hai. Jahan 1 published unit 2 headings mein aata hai, wahan uske poore marks dono ke neeche dikhte hain. Unit headings in practice sawaalon ke kram mein hain. Inhe NISM ki published unit list se milaa kar dekho.

NISM Series II-A: aksar poochhe sawaal

NISM Series II-A exam mein kitne sawaal hote hain?

NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents - Corporate Certification Examination mein 100 sawaal hote hain, kul 100 marks. Inhe 120 minute (2 ghante) mein karna hota hai.

NISM Series II-A mein pass hone ke liye kitne marks chahiye?

50%. 100 marks ke paper par iska matlab 50 marks hai. Yeh NISM ke is exam ke apne page se 31 October 2026 ko milaaya gaya.

Kya NISM Series II-A mein negative marking hai?

Nahi. NISM is exam mein negative marking nahi lagata. Isliye is paper mein khaali chhodna kabhi behtar nahi hota. Guess sirf madad kar sakta hai.

NISM Series II-A ka certificate kitne saal valid rehta hai?

Exam ki date se 3 saal. NISM apne certifications ke liye Continuing Professional Education programme bhi chalata hai. Certificate expire hone se pehle nism.ac.in par revalidation ka aaj ka tareeka dekho.

Kya is page ke practice questions NISM Series II-A exam se liye gaye hain?

Nahi. LearnNifty ne yeh saare 150 sawaal is certification ke public NISM syllabus se likhe hain. NISM apna question bank publish nahi karta. Yeh sawaal syllabus ki practice karaate hain. Paper mein kya aayega, yeh nahi bata sakte.

NISM Series II-A ke syllabus mein kya aata hai?

Is certification ke humare practice questions 15 topics mein baante gaye hain: Introduction to Securities, Characteristics of Equity Shares, Characteristics of Debt Securities, Characteristics of Other Securities, Basics of Mutual Funds, SEBI – Role and Regulations, Public Offer of Securities, Modes of allotment of shares other than Public Offers, Processes related to Public Offering of Shares, Roles and Responsibilities in a Public Issue, Depository Services, Processes Related to Depositories, Investor Interface with the R&T Agent, Secondary Market Transactions, Client Servicing. Practice set isi dhaanche par chalta hai. NISM is exam ka apna curriculum aur test objectives nism.ac.in par publish karta hai. Aapke exam ke liye jo workbook current hai, sirf wahi exam ka material hai.

LearnNifty ko NISM Series II-A exam ki yeh figures kahan se milti hain?

Sawaalon ki ginti, samay, pass mark, negative marking aur certificate validity NISM ke exam pages se hain, jo aakhri baar 31 October 2026 ko padhe gaye. Yahan ka quiz bhi inhi figures se marks deta hai. NISM inhe kabhi kabhi badalta hai, isliye register karne se pehle nism.ac.in par confirm karo.

Kya NISM Series II-A exam mein calculator allowed hai?

Test centre par haan. NISM ke candidate rules aapko apna calculator laane dete hain. Woh silent hona chahiye aur kisi computer se juda nahi hona chahiye. Remote proctored exam mein apna calculator use nahi kar sakte. Screen par ek scientific calculator milta hai. Exam se pehle nism.ac.in par NISM ke candidate rules check karein.

Iske baad yeh karo

Upar ke figures se check hone wala Series II-A paper do

Published syllabus par likhe Series II-A sawaal, isi paper ke niyamon se check — pass ke liye 50%, galat answer par koi katauti nahi. Practice mode har option samjhata hai. Timed practice submit tak answers chhupati hai.

Series II-A practice questions kholo

Paper Trading Practice trading desk par try karo